Investment Banking — Thomas Schumann Capital GmbH
Investment Banking

What We Do

Investment Banking

Senior-level advisory and execution across the full spectrum of corporate finance — from M&A and capital raises to leveraged finance and structured transactions.

Our Practice

Institutional-grade advisory. Independent counsel.

Our investment banking practice provides senior-level advisory and execution capabilities across the full spectrum of corporate finance transactions. We work with mid-market corporates, private equity sponsors, and institutional counterparties to structure and execute transactions that create lasting value.

With deep relationships across the DACH region and established connections in the UK and Swiss markets, we provide clients with access to institutional-grade advisory on the transactions that define their trajectory.

Unlike bulge-bracket institutions, we carry no proprietary conflicts, no cross-selling mandates, and no institutional agenda. Every engagement is led by senior practitioners with decades of transaction experience — not delegated to junior teams.

Investment banking advisory

Services

A full-spectrum corporate finance capability.

01

M&A Advisory & Transaction Execution

We advise on the full lifecycle of mergers, acquisitions, and divestitures — from initial mandate through to completion. Our team provides independent valuation, counterparty identification, negotiation support, and transaction structuring for mid-market corporates and private equity sponsors across the DACH region and beyond.

02

Capital Raises & Equity Advisory

We structure and execute equity and equity-linked capital raises for growth-stage and established businesses. Our relationships with institutional investors, family offices, and strategic partners enable efficient access to capital at competitive terms.

03

Leveraged Finance & Debt Advisory

From senior secured facilities to mezzanine and unitranche structures, we advise borrowers on the full spectrum of leveraged finance. We work with leading European lenders to source and structure debt solutions aligned with your capital structure objectives.

04

Structured Finance & Special Situations

We design bespoke financing solutions for complex or non-standard situations — including distressed assets, turnaround financing, bridge facilities, and asset monetisation. Our structured finance expertise enables clients to unlock value where conventional financing falls short.

05

Cross-Border Transaction Support

With established relationships across Germany, Switzerland, and the United Kingdom, we provide seamless execution support for multi-jurisdictional transactions. We coordinate legal, regulatory, and banking workstreams across borders to ensure efficient deal delivery.

06

Fairness Opinions & Valuations

We provide independent fairness opinions and valuation analyses for boards, management teams, and shareholders evaluating significant transactions. Our opinions are grounded in rigorous financial analysis and delivered with institutional-grade precision.

How We Work

Our transaction process.

01

Mandate Assessment

We begin with a thorough assessment of your transaction objectives, constraints, and timeline. This informs our structuring approach and execution strategy.

02

Structuring & Strategy

We design the optimal transaction structure — considering financing mix, counterparty universe, regulatory requirements, and value maximisation.

03

Execution & Negotiation

Our team leads the execution process end-to-end: managing counterparties, coordinating advisors, and negotiating terms on your behalf.

04

Close & Post-Transaction

We support through to completion and beyond — ensuring a smooth close and advising on post-transaction integration or capital deployment.

Transaction execution

Senior-Led Execution

Our Approach

Independent

No proprietary products. No institutional conflicts. Our advice is calibrated solely to your transaction objectives.

Execution-Focused

We are practitioners, not advisors alone. We structure, negotiate, and execute alongside our clients from mandate to close.

Cross-Border

Established relationships across Germany, Switzerland, and the UK enable seamless execution in multi-jurisdictional transactions.

Confidential

All mandates are handled with absolute discretion. We do not disclose client relationships or transaction details under any circumstances.

Sector Coverage

Deep sector expertise across key industries.

Our bankers bring genuine sector knowledge — not generalist coverage. We understand the regulatory environment, valuation dynamics, and counterparty landscape of each industry we serve.

Financial Institutions

Banks, insurers, asset managers, and speciality finance companies across Europe.

Infrastructure & Real Assets

Energy transition, transport, utilities, and social infrastructure projects.

Natural Resources & Commodities

Commodities, energy infrastructure, and resource-linked structured finance.

Technology & TMT

Software, fintech, digital infrastructure, and technology-enabled services.

Industrials & Manufacturing

Mid-market industrial businesses across the DACH region and beyond.

Sovereign & Supranational

Government-linked entities, development finance institutions, and multilaterals.

Transaction Experience

A track record built on execution.

The following represents a selection of representative transactions. Certain details have been generalised or omitted to preserve client confidentiality.

Transaction sizes shown as indicative ranges. Past transaction experience is not indicative of future results.

M&A Advisory

Sale of a mid-market German industrial group to a strategic acquirer

Sector

Industrials

Size

€120–180m

Year

2023

Debt Advisory

Unitranche refinancing for a DACH-based technology platform

Sector

Technology

Size

€75–100m

Year

2023

Structured Finance

Asset-backed facility for a European infrastructure asset portfolio

Sector

Infrastructure

Size

€200–250m

Year

2022

Capital Raise

Private placement for a Swiss-based natural resources vehicle

Sector

Natural Resources

Size

€50–80m

Year

2022

Cross-Border M&A

Acquisition financing for a UK-headquartered financial services group

Sector

Financial Institutions

Size

€90–130m

Year

2021

Special Situations

Distressed debt restructuring and asset monetisation mandate

Sector

Real Assets

Size

Undisclosed

Year

2021

Capital Markets

Capital markets advisory for issuers and borrowers.

We advise corporates, financial institutions, and public sector entities on accessing debt capital markets — from initial structuring through to execution and post-issuance support.

Debt Capital Markets

We advise issuers on the structuring and placement of investment-grade and high-yield bonds, private placements, and Schuldschein instruments. Our relationships with European institutional investors enable efficient execution across the credit spectrum.

Private Placements

For issuers seeking alternatives to public markets, we structure and execute bilateral and club private placements with institutional investors, insurance companies, and pension funds across Europe and beyond.

Schuldschein & German Market Instruments

We have deep expertise in Schuldschein loan instruments — a cornerstone of German corporate finance — advising both domestic and international issuers on accessing this deep and liquid market.

Liability Management

We advise on tender offers, exchange offers, consent solicitations, and other liability management exercises to optimise capital structures and extend debt maturity profiles.

Independent Advisory

Fairness opinions & independent valuations.

Our independence from proprietary products and institutional conflicts makes us a trusted provider of fairness opinions and valuation analyses for boards, audit committees, and shareholders.

Fairness Opinions

Independent fairness opinions for boards and special committees evaluating mergers, acquisitions, related-party transactions, and going-private transactions. Our opinions are grounded in rigorous multi-methodology valuation analysis and delivered with institutional-grade precision.

Business Valuations

Comprehensive business valuations for transaction, regulatory, financial reporting, and dispute resolution purposes. We apply DCF, comparable company, precedent transaction, and asset-based methodologies calibrated to the specific context of each engagement.

Portfolio & Asset Valuations

Independent valuations of financial assets, loan portfolios, real assets, and structured instruments for fund reporting, regulatory compliance, and transaction purposes.

Solvency & Capital Adequacy Opinions

Solvency opinions and capital adequacy analyses for boards and lenders in connection with leveraged transactions, dividend recapitalisations, and other significant financial events.

Require an independent opinion?

We work with boards and special committees on a strictly confidential basis. Engagements are typically completed within 3–6 weeks.

Request an Engagement

Discuss a transaction.

We welcome enquiries from corporates and sponsors evaluating M&A, financing, or capital markets transactions. All conversations are strictly confidential and without obligation.

Key Credentials

Mid-market M&A across DACH, UK, and Switzerland

Structured finance and asset-backed transactions

Cross-border capital raises for growth businesses

Leveraged buyout and sponsor-backed financing

Special situations and distressed asset advisory